The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis

Author:   Angelique Nadia Sweetman McInnes
Publisher:   Taylor & Francis Ltd
ISBN:  

9780367149970


Pages:   350
Publication Date:   25 September 2019
Format:   Hardback
Availability:   In Print   Availability explained
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The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis


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Overview

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

Full Product Details

Author:   Angelique Nadia Sweetman McInnes
Publisher:   Taylor & Francis Ltd
Imprint:   Routledge
Weight:   0.453kg
ISBN:  

9780367149970


ISBN 10:   0367149974
Pages:   350
Publication Date:   25 September 2019
Audience:   College/higher education ,  Tertiary & Higher Education ,  Undergraduate
Format:   Hardback
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.

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