Deeper, Strategic Collaboration in the Securities Sector: India and Australia
Author:   Sonia Khosa
Publisher:   ANU Press
ISBN:  

9781760467036


Publication Date:   16 September 2025
Format:   Hardback
Availability:   Available To Order   Availability explained
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Deeper, Strategic Collaboration in the Securities Sector: India and Australia


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Author:   Sonia Khosa
Publisher:   ANU Press
Imprint:   ANU Press
ISBN:  

9781760467036


ISBN 10:   1760467030
Publication Date:   16 September 2025
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Hardback
Publisher's Status:   Active
Availability:   Available To Order   Availability explained
We have confirmation that this item is in stock with the supplier. It will be ordered in for you and dispatched immediately.

Table of Contents

Foreword Abstract Acknowledgements List of key abbreviations Introduction The financial systems of India and Australia: Structure and regulation The role and responsibilities of the regulator and its cooperation regime: IOSCO Principles 1–7 and 13–15 Supervision and enforcement powers of SEBI and ASIC: IOSCO Principles 10 and 11 Enforcement and compliance regimes of SEBI and ASIC: IOSCO Principle 12 Self-regulation and gatekeepers: IOSCO Principles 9 and 19–23 The regimes for issuers, collective investment schemes and hedge funds: IOSCO Principles 16–18 and 24–28 Secondary markets, market intermediaries and settlement systems: IOSCO Principles 8 and 29–38 Conclusion—and a proposal Annexures

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