A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty

Author:   Robert Bell
Publisher:   Law Brief Publishing
ISBN:  

9781916698444


Pages:   194
Publication Date:   20 September 2024
Format:   Paperback
Availability:   In stock   Availability explained
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A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty


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Overview

The Consumer Duty is the biggest regulatory change affecting financial services firms in recent years. The Duty strikes at the very core of firms, their culture and ethics, making them look at their products and services differently. Navigating the complexity of the requirements is challenging, especially when coupled with sometimes vague expectations. A practitioner's guide, this book takes the reader through those challenges, using a range of examples and regulatory feedback to demonstrate what's expected whilst painting a picture of the required product governance framework. ABOUT THE AUTHOR Robert Bell is a financial services compliance consultant, owner and founder of RB Compliance Consultancy Ltd since 2012. Before that he held senior compliance roles in financial services firms and a Solicitors' practice. Robert has authored industry recognised guidance in relation to vulnerability and GDPR, and lectures on compliance subjects for a range of organisations.

Full Product Details

Author:   Robert Bell
Publisher:   Law Brief Publishing
Imprint:   Law Brief Publishing
Dimensions:   Width: 15.60cm , Height: 1.00cm , Length: 23.40cm
Weight:   0.277kg
ISBN:  

9781916698444


ISBN 10:   1916698441
Pages:   194
Publication Date:   20 September 2024
Audience:   General/trade ,  General
Format:   Paperback
Publisher's Status:   Active
Availability:   In stock   Availability explained
We have confirmation that this item is in stock with the supplier. It will be ordered in for you and dispatched immediately.

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